What Is Corrective and Preventive Action (CAPA)?

Corrective and preventive action, or CAPA, is a controlled process for removing the cause of an identified problem and addressing conditions that could create similar problems.

Corrective and preventive action, or CAPA, is a controlled process for removing the cause of an identified problem and addressing conditions that could create similar problems. Terminology and formal requirements vary by quality system.

The operating decision

Contain affected goods first. Then establish cause, action, owner, deadline, verification method and the scope of products or processes that may share the issue.

What to keep

Keep the problem statement, evidence, containment, root-cause work, action plan, implementation and effectiveness check.

Corrective and Preventive Action (CAPA): control and evidence
AreaWhat the record should show
ControlContain affected goods first. Then establish cause, action, owner, deadline, verification method and the scope of products or processes that may share the issue.
EvidenceKeep the problem statement, evidence, containment, root-cause work, action plan, implementation and effectiveness check.
TradeoffClosing a task when the supplier submits a plan is premature. Closure should follow evidence that the action worked.

A practical limitation

Closing a task when the supplier submits a plan is premature. Closure should follow evidence that the action worked.

Related definitions: supplier qualification, strategic sourcing, landed cost.